Juggling the Double-edged Sword of Late Antiquity Imperial Migration: The Roman Empire’s Mishandling of a 4th Century Gothic Refugee Crisis

Inter-ethnic relations, Military history, Regional History

2015 was an apogean year for international refugee influx into Europe, the dislocation of war and the fear of persecution in Syria, Afghanistan, Iraq and Eritrea brought more asylum seekers to the continent than any time to that point since WWIIa.The sheer scale of the refugee movements, the tragedy of mass drownings, military interventions and border controls, the hostility of some governments towards the continuous tide of migration, the utter chaos and misery of the refugees’ plight, the whole humanitarian disaster all has echoes from distant history.

Clash between refugees and Hungarian police (Photo: www.rt.com)

The Huns, movers and shakers in the barbarian lands
The refugee crisis in Europe reminded some observers of a chapter in the declining days of imperial Rome. The catalyst for this Late Antiquity migration story was the emergence of the nomadic and war-like Huns. Leaving their homeland (not known for certain but possibly Kazakhstan in Central Asia) after AD 350, the Huns moved along the Black Sea, engaging and defeating the Vandals, the Alans, the Goths and other Germanic and Slavic peoples that they encountered on their path of destruction. By circa 370 the military success of the Hunnic hordes had forced many of the defeated peoples to migrate west toward the Roman Empire. As a consequence, in 376 a large group of Goths comprising perhaps 100,000 men, women and children from two tribes—the Thervingi and the Greuthungi—suddenly turned up on the banks of the lower Danube River, the boundary of Rome’s eastern imperial reach, fleeing from the Huns. The Goths pleaded with Valens, emperor of the east for sanctuary, pledging their allegiance to the empire. The absorption of ‘barbarians’ within the Empire was an established policy of assimilation practiced by Rome, an initial step on a process of transforming foreigners into Roman citizens, albeit with certain limitations on their rights [‘1,700 years ago, the mismanagement of a migrant crisis cost Rome its empire’, Annalisa Merelli, Quartz, Upd. 09-May-2016, www.qz.com].

Valens’ numismatic likeness

Receptiob or denego?
After lengthy deliberation Valens made a momentous decision…allowing the Thervingi into the imperial territory in return for loyalty to Constantinople and that they provide infantry for the emperor’s armies. At the same time Valens denied permission to the second group of Goths, the Greuthungi, to enter Roman territory. According to the main source we have for this period, historian Ammianus Marcellinus, Valens thought he had secured himself a great deal, a cheap supply of foreign labour and a boost to the empire’s tax revenue [Dan Jones, Power and Thrones: A New History of the Middle Ages (2021)].  

Moesia/Danube border, Roman Empire

Roman border security
Traditionally, the Romans were very efficient at managing the flow of migration within the empire. Rarely using walls, they relied on natural barriers in the landscape such as rivers and mountains. To defuse any potential threats, the foreign tribes were customarily relieved of their weapons, broken up into smaller groupings and sent off to underpopulated regions. Unfortunately for this project, the traditional practices were not implemented. The operation, delegated to two venal Roman officials to coordinate, was a disaster. The two, Lupicinus and his deputy (dux) Maximus, were incompetent, corrupt and exploitative in their duties. The Thervingi were not made to hand over their weapons, nor were they divided into smaller numbers and dispersed to different regions. In their greed the Roman officials allowed too many of the Thervingi to cross the Danube at the same time, with the result that many Goths perished in the river. When it came to settling the Goths, the two officials committed a series of abuses against the new settlers including selling them the desperately needed supplies at massively inflated pricesc .  And to top off the snafu, Lupicinus and Maximus failed to prevent the barred Greuthungi from crossing the Danube illegally by their own means further downstream [‘Immigration: How ancient Rome dealt with the Barbarians at the gate’, Cavan W. Concannon, The Conversation, 13-Feb-2019, www.theconversation.com].

(Image: slidetodoc.com)

Spirally out of hand fast
From there things went from bad to worst between the Romans and the ever more aggrieved Thervingi. Valens tried to eliminate the Thervingi leadership which backfired spectacularly…a riot ensued and their chieftain Fritigern reneged on his allegiance to the emperor, and most dangerously allied with the Greuthungi against the Romans. Valens was faced with “a unified, massive Gothic army, loose and armed in Roman territory” (Concannon).  The increasingly formidable Goths launched a series of revolts and plundered wealthy Thracian villages and estates (Jones).

Blundering into a military catastrophe 
In 378 Emperor Valens, underestimating the strength of the enemy and imprudently declining to wait until reinforcements arrived from the western Roman emperor (his nephew Gratian), engaged a combined army of Goths and Alans (with cavalry) in the Battle of Adrianopled The battle went badly for the Romans, Valens made tactical errors and the army was outnumbered and outmanoeuvred by the barbarians led by Fritigern, resulting in a crushing total defeat.This time Valens paid for his blunder with his life, along with that of roughly two-thirds of the Roman army. Reverberations from the debacle went deep, both Christian and pagan contemporaries saw it as the beginning of the end of the Roman Empire. For St Ambrose, Bishop of Milan, it signified “the end of all humanity, the end of the world” [Lenski, Noel. “Initium Mali Romano Imperio: Contemporary Reactions to the Battle of Adrianople.” Transactions of the American Philological Association (1974-) 127 (1997): 129–68. https://doi.org/10.2307/284390.]

Solidus depicting Emperor Theodosius

The new emperor, Theodosius I, brokered a peace with the Goths in 382, the circumstances after Adrianople compelling him to accept the settlement of the semi-autonomous group of the Thervingi between the Danube River and the Balkan mountains. Within the Roman Empire, the Goths and other barbarians were granted the status of foederati (a federation of client peoples allied by treaty to Rome – in return for certain subsidies and benefits the barbarians were required to provide manpower for military service, eg, as auxiliary mercenary forces to guard the Empire’s frontiers, AKA līmitāneī). At best Theodosius’s pax Gothica was a holding operation, buying the declining Empire time only. The barbarians once inside the imperial borders evolved swiftly into an entrenched force and a growing threat, as the rise of the Visigoths (see note below) and their king, Alaric I, was to demonstrate in the 390s.

 

Delacroix’s painting of Attila the Hun

Postscript: The Huns’ invasions of the lands to the south and west, a decisive push to expand its empire, stimulated  the “Great Migration” of peoples, successive waves of migration, raids and rebellions, which weakened the fabric of Roman civilisation, contributing to the eventual collapse of the Roman Empire (AD 410).The Hunnic empire reached its peak in the two decades from 434 when its most famous leader Attila attained power. Under Attila the Huns cut a swathe through Eastern Europe (even invading Gaul), forcing the eastern Roman emperor to agree to pay him an annual tribute of 2,100 pounds of gold in return for peace. Attila died in 453 and bereft of his cohesive and dynamic leadership the Hunnic empire collapsed within six years.

(Image: Historical Atlas of the Mediterranean)

Note: Visigoths vs Ostrogoths
Visigoths was the name ascribed to the western tribes of Germanic Goths, who are thought to have descended from the Thervingi tribe. In the 5th century their sphere of influence extended as far west as the Iberian Peninsula. Ostrogoths is the corresponding name for the eastern tribes of Goths, their antecedents coming from the Greuthungi tribe. From their base north of the Black Sea the Ostrogoths in the 5th century extended their influence into Italy.

—————————————————

 a 1.3M, escalating rapidly thereafter, by the end of 2016 the numbers had reached 5.2M (‘Refugee crisis in Europe’, www.unrefugees.org

b receptio (Latin) was the Roman term for integrating external groups seeking asylum in the Empire

c even forcing the starving Goths to sell them their children for slavery in return for dog food!

d modern-day Edirne in Turkey

e Rome’s worst military reversal since Cannae and Hannibal (216 BC)

 

 

Imperial Games of Cricket and War: South Africa v England, 1901

International Relations, Leisure activities, Military history, Social History, Society & Culture, Sport, Sports history
1900 map of SA (Source: fruugoaustralia.com)

Between 1899 and 1902 Britain and the Afrikaner republics of Transvaal and Orange Free State were locked in conflict in the Second South African War, more commonly known as the Boer War (or more accurately the Second Anglo-Boer War). With the overconfident British failing to secure the expected quick victory over the Boers’ “citizen army”, the war dragged on into a long guerrilla engagement. In 1901, in the middle of the conflict in South Africa, of all things a cricket team from South Africa visited England and Ireland to take part in a series of international matches. How did this sporting incongruity take place while the two countries were engaged in a controversial, bitterly fought and increasingly divisive war?

Lord Hawke’s MCC tourists to SA 1898-99

Making it happen: JD Logan, the “Squire of the Southern Karoo”
In fact, the tour of Britain had been originally meant to occur in 1900ⓐ, but was cancelled due to the outbreak of hostilities, understandably enough. At this point in stepped Cape Province-based expat entrepreneur and cricket patron James Douglas Logan with his (long-cherished) plan to organise a new tour. Logan negotiated with the Marylebone Cricket Club (MCC) through the highly influential Lord Hawke, who managed to persuade the MCC to give the tour the green light. Despite the war still very much raging and the outcome far from decided, it was rescheduled for the following year. The announcement for the tour to take place in 1901 unleased opposition and misgivings from within both countries.

Newspaper cartoon of James Logan (Source: hermanus-history-society.co.za)

The South African press lambasted the team chosen–a mix of “socialite-gentleman” cricketers (including Logan’s own son who had never played first-class cricket!) and more skilful players—for being overall well below par. Moreover, the press criticised the private venture by the “Laird of Matjiesfontein” as being not legitimate because the touring players predominantly from the Cape Colony had not been officially selected by the South African Cricket Union (which had suspended the Currie Cup and disbanded with the onset of war) {Sport Past and Present in South Africa: Trans(forming) the Nation, Scarlett Cornelissen, Albert Grindingh (Eds.), (contributor Dean Allen) 2013; Peter Wynn Thomas, The Complete History of Cricket Tours At Home and Abroad, 1989}.

Sherlock’s creator: make war, not cricket
From the host country, probably the most vociferous critic was world renowned author (and cricket fan and amateur player) Arthur Conan Doyle. Conan Doyle, in the forefront of countering the anti-war propaganda within the British homeland with his own pro-war propaganda, was incensed that a team of predominantly English-speaking cricketers should be coming to Britain to play when they should be stay in South Africa and fight the Boers. The vexed author of Sherlock Holmes called it “a stain on their manhood” (Cornelissen, Grindingh).

Conan Doyle in cricket gear (Source: arthur-conan-doyle.com)

Despite the dissenting voices, what ultimately clinched it for Logan’s private tour was the MCC and the major English county clubs’ agreeing to give the tour matches first-class status. Even then there were second thoughts on the South Africa side and a suggestion made that the tour should not go ahead…this was scotched by the MCC who insisted it proceed to prevent the dislocation of the 1901 English season (Cornelissen, Grindingh).

Jimmy Sinclair (Photo: Cricket Weekly Record)

The cricket tour 🏏
Logan’s 14-man team was predominantly Uitlanders (‘foreigners’, immigrants, mainly British in composition but from other countries as well)…it included one Afrikaner cricketer Johannes Kotze who proved one of the more accomplished performers. The South Africans’ ‘gun’ batsman coming in to the tour was JH Sinclair, however his batting never really got going on the tour (unlike his bowling which was quite effective). Sinclair had been captured by the Boers but escaped in time to make the trip to Britain. Maitland Hathorn was the most successful “willow-wielder” on the tour (827 runs, average 35.95). Overall the team performed moderately though it did beat five of the major counties and tied one. Financially, Logan lost a substantial sum on the venture.

1901 Sth African tourists (Source: ebay.com)

Cricket’s special role serving the Empire
To the English, cricket, the game they invented, was the quintessential sport, and an essential companion of empire building. This was the “golden age“ of cricket (1895-1914) with WG Grace’s shadow still very much dominating the sportⓑ. The Victorians revered cricket as an established institution, it was integral to the ethos of the English gentleman and a sign of his cultural supremacy. Moreover cricket was considered educative, part of an Englishman’s training. Spreading the game to the Empire, to Australasia, the West Indies, the Indian Sub-continent and Southern Africa, symbolised the “civilising mission of the Englishman abroad”. Participation in cricket was equated with the civility of English Victorian society and an endorsement of Anglo-Saxon values. Cricket tours by the MCC, the sport’s governing body in England, stimulated the colonies‘ interest in the English game, but its deeper purpose was to “promote imperial ideology”, extolling the virtues of allegiance to Britain, Empire and patriotic duty {Dean Allen, Empire, War and Cricket in South Africa, Logan of Matjiesfontein, 2015}. Allen’s thesis is that cricket was injected by the English ruling classes into South Africa “as much for political and propagandistic reasons as for sporting ones”

War an instrument of empire with cricket the mentor
The late Victorians affirmed that “manly games” were integral to training for life. Above all the ‘school’ of cricket taught lessons of “discipline, self-abnegation, a sense of fair play and team-work”, it built character. Britain’s willingness to engage in the 1899 War to enlarge the Empire—the scramble for colonies in Africa in competition with Germany and France—brought the cricketing fraternity squarely into the frame. Cricketers, to the English mind, were “made of the right stuff” for mortal combat, they were up for martial challenges (Donaldson, Peter (2017) ‘We are having a very enjoyable game’: Britain, sport and the South African War, 1899-1902. War in History, 25(1). ISSN 0968-3445). Many cricketers enlisted in the South African War (some former teammates found themselves on opposing sides), and there were cricketing casualties in the conflict {Dean Allen (2005) ‘Bats and Bayonets’: Cricket and the Anglo-Boer War, 1899–1902, Sport in History, 25:1, 17-40, DOI: 10.1080/17460260500073033}, including some fine players of the day like Anglo-Australian test bowling ace JJ Ferris.

Australian troops playing cricket at the front in SA (Photo: awm.org.au)

Endnote: Pioneering South African XI on the Sub-continent
An unintended co-occurrence of the Boer War was that it led to the staging of the first cricket match between South Africans and local cricketers on Sub-continent soil, 90 years before Apartheid sport ended in South Africa. ‘Representing’ South Africa were Afrikaner POWs incarcerated in Ceylon…Diyatalawa Camp v Colts XI, Nondescripts Club ground, Colombo 1901. The local XI won! {‘The First South Africa. side to play in the sub-continent: Boer Prisoners of War in 1901’, CricketMash, 4-Jul-2020, www.cricmash.com}.

Mafeking reported in cricketing terms (source: independentaustralia.net)

Postscript: 1899 South African War, cricket as antidote to physical and moral degeneration
The poor health of many Boer War recruits and Britain’s early reversals in the war added weight to prevailing concerns about national and ‘racial’ degeneration {Robb, George. “The Way of All Flesh: Degeneration, Eugenics, and the Gospel of Free Love.” Journal of the History of Sexuality, vol. 6, no. 4, University of Texas Press, 1996, pp. 589–603, http://www.jstor.org/stable/4617222.} Some commentators of the day, bemoaning the ”neglect of an active athleticism“, called for more playing fields as an antidote to the decline of young working class men, so that they could be the beneficiaries of the ”cricket way of making honest and healthy Englishmen” {Anthony Bateman, Cricket, Literature and Culture: Symbolising the Nation, Destabilising Empire, 2016}.

𓁾𓁽𓁾𓁽𓁾𓁽𓁾𓁽𓁾𓁽𓁾𓁽𓁾𓁽

ⓐ the English MCC side had just concluded their own tour of South Africa in April 1899, just six months before the war commenced
ⓑ Dr Grace loomed larger than life in cricket during this period as the sport’s first genuine superstar

The ‘Wicklow Chief’ and the Irish Rebellion of 1798 Remembered in a Sydney Coastal Cemetery

Biographical, Military history, Regional History, Society & Culture

The first time I wandered through Waverley Cemetery in the chic, beachside eastern suburbs of Sydney I was somewhat bemused to find in the midst of the congested maze of gravesites of famous Australians—poets, politicians and judges, sports men and women, aviation pioneers among others—a large, impressive marble, bronze and mosaic memorial to the martyrs of the 1798 Irish Rebellion.

Honouring the sacrifices of 1798
The connexion only became clear to me later when I did some research on the ‘mystery’. The nexus linking the heroic but lost cause of nascent Éireannach 18th century insurrection against the indignities of English rule to a Sydney cemetery turned out to be one Michael Dwyer, whose remains along with those of his wife are buried within the grand monument. The memorial was constructed for the 100-year anniversary (1898) of the uprising, the plot and monument paid for by the local Irish community in New South Wales.

Michael Dwyer, hero of Wicklow resistance

Dwyer in the ‘Pantheon’ of Irish independence heroes
Native Wicklow man ‘Captain’ Dwyer fought in the ‘98 Rebellion, later leading an effective guerrilla campaign against the British army in the Wicklow Mountains. Dwyer held out till 1803, earning himself the sobriquet “the Wicklow Chief” before his eventual capture and transportion to the NSW colony (not America as he had been promised). In any event Dwyer got off pretty lightly compared to many of the rebels – given his freedom and a land grant of 100 acres on Cabramatta Creek. Dwyer’s life in Australia was a roller coaster of a ride and colourful to put it mildly…twice imprisoned and tried for plotting an Irish insurrection against the British authorities in NSW, a highly dubious charge that that he was acquitted of (though he still had to do time in Norfolk Island and Van Diemens Land penal colonies). When the NSW Corps overthrew Governor Bligh in the Rum Rebellion, Dwyer was reinstated as a free man, fortune favoured him again a couple of years later when he was made chief constable of police at Liverpool, NSW, and then it deserted him once more when Dwyer ended up in debtors’ prison (Ruan O’Donnell, ‘Dwyer, Michael (1772–1825)’, Australian Dictionary of Biography, National Centre of Biography, Australian National University, https://adb.anu.edu.au/
biography/dwyer-michael-12896/text23301, published first in hardcopy 2005, accessed online 9 September 2021; O’Sullivan, Michael, 1798 Memorial, Waverley Cemetery, Dictionary of Sydney, 2012, http://dictionaryofsydney.org/entry/1798_memorial_waverley_cemetery, viewed 10 Sep 2021).

First steps on a long road to liberty
The inspiration for a surge in Irish nationalism and a sovereign republic free of English domination came from the French and to a lesser extent American revolutions. Ireland had a parliament of its own in Dublin but democratic participation was strictly limited by religious and property entitlements, squeezing out Catholics and Presbyterians and leaving the “Protestant Ascendency” in control of the country. The Society of United Irishmen (SUI), a secular organisation not restricted to Catholics¹,was formed to push for real autonomy for the Irish. Some reforms were forthcoming such as the franchise for non-Protestants but this was not near enough for the more radical elements of SUI.

Wolfe Tone

The SUI leader (Theobald) Wolfe Tone forged links with French republicans aimed at overthrowing English rule, leading to a 1796 invasion of Ireland by a nearly 14,000-strong French army. Unfortunately nature intervened and the invasion fleet ran into storms off the Irish west coast, loss of vessels and lives forced the abandonment of the invasion. The response of the government in Ireland—symbolically known as Dublin Castle—was to crack down heavily on the SUI radicals. The SUI was driven underground in a wave of repression culminating in the imprisonment of many of the organisation’s leaders. Though the Irish republicanism of SUI was a popular sentiment in the country, it didn’t have universal support even on the Catholic side, the Catholic Church strongly opposed what it saw as the ‘atheistic’ United Irishmen (‘The 1798 Rebellion – A Brief Overview’, John Dorney, The Irish Story, 28-Oct-2017, www.theirishstory.com).

Battle of Vinegar Hill

An uncoordinated insurrection
The Irish rising in 1798 was ill-timed and badly organised – most of the SUI leadership was still incarcerated. The insurgents’ planning was strategically inept, the rebellion was intended to be nationwide, but was largely confined to isolated pockets – Wexford, Leinster, Mayo, Antrim and Down. Dublin which should have been central to the revolt played virtually no part in it (Dorney). Historian Thomas Bartlett disputes the commonly held view of the rebellion being a localised affair…he argues that far from being confined to the east coast, the uprising produced “tremors throughout the country” with disturbance occurring in a very large number of counties (Bartlett, Thomas. “Why the History of the 1798 Rebellion Has Yet to Be Written.” Eighteenth-Century Ireland / Iris an Dá Chultúr15 (2000): 181-90. Accessed September 8, 2021. http://www.jstor.org/stable/30071449). The rebels had some brief, early successes (especially the Battle of Oulart), but superior English troops and weaponry overwhelmed the poorly equiped Irish force inside a month. A subsequent incursion from a small French expeditionary force offered a momentary flicker of hope for the rebel cause but this was quickly snuffed out as the English-led forces took complete charge of the country. Retribution against the rebel leaders was swift and uncompromisingly brutal, most were summarily executed (or in Wolfe Tone’s case took his own life while awaiting execution). Atrocities were committed on both sides. A large number of the insurgents (like Michael Dwyer later on) were transported to the penal colony in New Holland. The failed ‘98 rising left a mixed legacy, intensifying the level of sectarian bitterness in Ireland but also inspiring countless Irish republicans and revolutionaries to continue the struggle for a free Ireland (‘The 1798 Irish Rebellion’, Thomas Bartlett, BBC, 17-Feb-2011, www.bbc.co.uk).

1800 Act of Union

In the wake of the crushing of the rebellion by the Marquis Cornwallis², fundamental political changes were enacted. The Irish Parliament was dissolved and direct British rule imposed by virtue of the 1800 Act of Union with Ireland, a situation that would stay in force until the Irish Free State came into being in 1922.

__________________________________

¹ in fact many of the leaders like Wolfe Tone, Harvey and Keogh were Protestant
² the same (Lord) Cornwallis in the forefront of the ignominy associated with the 1781 English surrender at Yorktown which ended the land conflict in the American War of Independence

In Pursuit of Vertical Take-off and Autorotation Landing: From Rotorcraft to Autogyro to Practical Helicopter

Aviation history, Military history, New Technology,

🚁 Helicopter, from the Greek: helix (‘spiral’ or ‘whirl’ or ’convolution’) + pteron (‘wing’); into French: hélicoptère.

(Photo: Paul Popper/Popperfoto via Getty Images)

We know that manned, powered, heavier-than-air flight in an aircraft began with the Wright brothers in 1903 at Kitty Hawk, North Carolina—unless that is you accept the audacious alternate candidate, Gustave Whitehead’s flight in Connecticut made two years earlier🅰—but when did the first helicopter get off the ground? The primitive archetype seems to be the brainchild of Frenchman Paul Cornu. Cornu, like the brothers Wright, started off as a bicycle maker before veering off into the nascent field of aerodynamic engineering.

M. Cornu (Photo: FAI)

Getting the concept off the ground
Near Lisieux in northern France in 1907, Monsieur Cornu became the first person to (ever so briefly) pilot an airborne rotary-wing, vertical-lift aircraft. The rotorcraft (using an unpowered rotor in free autorotation to develop lift) from Cornu’s own design was a twin-rotor job, the blades rotating in opposite directions which neutralised the torque. M. Cornu’s craft levitated about 1.5 metres off the ground, hovering for some 20 seconds. The Cornu ”Ur-copter” wasn’t manoeuvrable at all (requiring manpower to hold it in position from the ground) and therefore wasn’t practical, but it is considered to be a forerunner of the modern helicopter.

Juan De la Cierva (Photo: Crouch/Topical Press Agency/Getty Images)

De la Cierva and the autogyro
From 1912 on, numerous inventors and engineers were turning their hands to building prototypes of the rotorcraft, but with limited or ephemeral success. Compared to fixed-wing aircrafts, progress with rotorcrafts evolved very slowly, due to intrinsic problems with torque, dissymmetry of lift and control. Sikorsky (below) spent 30 years working on developing helicopters before his breakthrough. Etienne Oehmichen, whose early prototypes included vertically-mounted rotors and a tail rotor, allowing it to fly a distance of one kilometre in 1924! Oehmichen was also the first to carry passengers in his Oehmichen No. 2 helicopter. By the early 1920s Spanish aviator and engineer Juan De la Cierva built the autogyro (sometimes called a “windmill plane” or ‘gyroplane’)… his success advanced the understanding of rotor dynamics. Cierva’s autogiro had air safety in mind, proposing a solution to the craft losing its lift or stalling even at very low speeds. The Spaniard worked out that the autogyro’s rotor function is driven by the speed of the air, cf. the helicopter’s which depends on a motor…in the descent of the autogyro the rotor functioned as a kind of parachute according to Cierva. Ultimately, the helicopter’s superior velocity made it the preferable mode of aerocraft, however Cierva’s principle of the self-turning rotor remained a vital contribution to the later development of functional helicopters. Cierva’s flapping rotor blades has been described as “the single most important discovery in helicopter development” (CV Glines). A countryman of Cornu’s, Louis Bréguet, also experimented with the autogyro in the Thirties, his Bréguet-Dorand “Gyroplane Laboratoire” improving both the craft’s speed to 120km/h and its control capacity.
Another step forward in the evolution of helicopters came from Nazi Germany. Professor Heinrich Focke applied Cierva’s pioneering work on aerodynamics to the task of transitioning from the limitations of the autogyro to the creation of a “pure helicopter”. In 1936 Focke and Gerd Achgelis‘ Focke-Wulf Fw-61 smashed existing helicopter records for range and altitude and demonstrated autorotation descent to landing. This plus a control system much more reliable and robust than earlier rotorcrafts leads many aviation geeks to consider the Fw-61 to be “the world’s first truly functional helicopter”.

Image: http://primeindustriesusa.com/wp-content/uploads/2015/08/prime-industries-history-of-the-first-helicopter-infographic.jpg. ’History of the First Helicopter’.

Sikorsky’s practical copter
What Cornu started, Russian-born American designer Igor Sikorsky brought to commercial fruition. Sikorsky invented the first mass-produced, and in the opinion of many, the first practical helicopter, the VS-300, in Stratford, Connecticut in 1939🅱. In commercial production called the R–4, it would go on to play a significant role in the Second World War. By the war’s end Sikorsky had added the R–5 and the R–6 models, specifically designed for the military and specialising in search-and-rescue missions. Although he didn’t invent the first prototype of the helicopter, Sikorsky is commonly thought of as “the father of helicopters” because “he invented the first successful helicopter upon which further designs were based”. The VS-300 became the model for all modern single-rotor helicopters.

Igor Sikorsky, 1939 test flight

༻༺༻༺༻༺༻༺༻༺༻༺༻༺༻༺༻༺

🅰 see the November 2014 blog on this site, ‘Wright or Not Right?: The Controversy over who really was “First in Flight”’

🅱 Sikorsky’s 1939 flight was actually tethered, so the first ‘free’ copter flight (also by Sikorsky) didn’t take place until the following year, 1940

☬ ☬ ☬ ☬ ☬

Sites and articles consulted:

‘History of Flight: Breakthroughs, Disasters and More’, Aaron Randle, Inside History, 09-Jul-2021, www.insidehistory.com

’Focke-Wulf Fw-61’, Modelling Madness, Brian R Baker,  www.modellingmadness.com

‘World’s First Helicopter — Today in History: September 14’, September 14, 2018, Connecticut History.org, www.connecticuthistory.org

‘History of the Helicopter’, Mary Bellis, ThoughtCo, Upd. 04-Oct-2019, www.thoughtco.com

‘Who Invented the Helicopter? (and When?)’, Aerocorner, www.aerocorner.com

‘Juan de la Cierva: Autogiro Genius’, C.V. Glines, Aviation History, Sept 2012,  www.au.readly.com

‘History of the Helicopter from Concept to Modern Day’, Prime Industries Inc, 31-Aug-2015,  www.primeinustriesusa.com

’Juan de la Cierva and the Autogyro’s Invention’, Javier Yanes, Ventana al Conocimiento, 21-Sep-2015,  www.bbvaopenmind.com