Peculiarly Portuguese?: Salazar, Luso-Exceptionalism, Enduring Mythologies

Inter-ethnic relations, International Relations, Racial politics, Regional History
Portuguese Empire (image: Vivid Maps)

The fifteen or twenty years following WWII witnessed a very uneven pattern of decolonisation in Asia and Africa, with a number of the old European powers slow to cast off their coloniser mantle…the Belgians in the Congo; the French in Algeria and Vietnam and the Netherlanders in Dutch East Indies (Indonesia) in the end were extracted only after engaging in costly and unpopular wars. As the global wave of decolonisation gathered traction and other colonisers from the Old World divested themselves of their imperial territories, the Estado Novo regime of Portugal steadfastly clung on to its possessions – Angola, Mozambique, Portuguese Africa (Portuguese Guinea, Cape Verde, São Tomé and Príncipe), Goa (plus four minuscule enclaves on the western Indian coastline), Macau and East Timor.

Salazar: saviour of nation and empire

Portugal had been the first of the European powers to establish overseas colonies (enthusiastically followed closely by Spain), its earliest colonies date back to the 15th century. The Portuguese colonisers’ attitude towards the peoples they colonised in Africa, Brazil and elsewhere was really no different to any other rival European imperialist power of the time…undertake a Christian civilising mission to enlighten(sic) the “savages”, while economically exploiting them and their territories. In the 1950s with decolonisation starting to gain momentum, Portugal, a unitary, one-party state headed by dictator Antonio Salazar, looked for strategies to preserve its empire, aware that it faced a backlash from newly independent states in Africa and Asia who were a growing voice in the UN demanding it and other imperial powers decolonise ASAP. In 1952 Portugal effected a constitutional change, overnight the empire ceased to exist, Lisbon officially rebranded all of its overseas territories as províncias ultramarinas (overseas provinces). On paper it seemed Portugal had no colonies to decolonise, but the bulk of international observers saw the transparency of this, a technicality by Salazar to try to ward off criticism of the country’s failure to decolonise (a ploy that did buy Portugal some time but was always only a delaying tactic)[Bruno Cardoso Reis. (2013). Portugal and the UN: A Rogue State Resisting the Norm of Decolonization (1956–1974). Portuguese Studies, 29(2), 251–276. https://doi.org/10.5699/portstudies.29.2.0251].

‘The Masters and the Servants’ (source: errancias.com/)

Enter Freyre and Lusotropicalism

The Estado Novo in the Fifties turned to a Brazilian writer Gilberto Freyre for guidance. The noted sociologist had developed a theory⦑ą⦒ in the 1930s concerning the effect of Portuguese culture on its former colony of Brazil, a phenomena that became known as Lusotropicalism⦑ც⦒. Basically, Freyre’s thesis was that Portugal and Portuguese culture diverged from other late-stage imperialist countries because of two factors, the first Portugal’s unique history as a “pluricontinental nation”, in the pre-modern era being inhabited by Celts, Romans, Visigoths and Moors et al resulting in extensive integration between the different groups⦑ƈ⦒. Freyre contended that (extensive) miscegenation in Portuguese metropolitan and colonial societies was a “positive” in that it led to the creation of “racial democracy” across the empire (ie, Portuguese and Lusophone society was “non-racist”)…as supposed evidence of this Freyre and conservative apologists could tender the de jure eligibility for Portuguese citizenship availed to non-white people, the attainment of assimilado status. The stark reality however is that the Portuguese authorities put so many obstacles in the way that made it virtually impossible for blacks from the colonies to ever secure the same legal rights and status as white citizens [Almeida, J. C. P., & Corkill, D. (2015). On Being Portuguese: Luso-tropicalism, Migrations and the Politics of Citizenship. In E. G. RODRÍGUEZ & S. A. TATE (Eds.), Creolizing Europe: Legacies and Transformations(pp. 157–174). Liverpool University Press. https://doi.org/10.2307/j.ctt1gn6d5h.14]⦑ɖ⦒.

Lisbon street scene, late 16th century

Just your warm and friendly colonisers?
The other component of the Freyre thesis concerns the Iberian climate. Portugal’s warmer climate, Freyre argued, made it more humane and friendly, and more adaptable to other climates and cultures⦑ꫀ⦒. The combination of these two factors led Freyre to conclude that the Portuguese were “better colonisers”. A question arises, given that Spain shares the same climate and its “biological stock” and culture has undergone the same process of multinational hybridisation over epochs of history as its contiguous neighbour, why wouldn’t Spain be equally good as assimilators and have a similar experience of inter-racial harmony?

Salazar (source: WSJ)
Pluricontinentalismo forever!

Salazar, though initially wary of a controversial philosophy which had at its centre a “glamourised” miscegenation and pseudoscientific mythologising about race, eventually reshaped Freyre’s theory into his regime’s official doctrine, a framework staking Portugal’s claim to ideological legitimacy to continue its anachronistic practice of colonisation. Lisbon’s politicians and diplomats were unleashed in the UN to burst forth with volleys of rhetoric about the soi-disant “special” relationship between the homeland and the overseas provinces⦑ᠻ⦒: the two were indivisible; the provinces were an integral part of Portugal’s unique, singular, multiracial nation; Portugal’s very identity depended on their retention, etc. [Cristiana Bastos, ‘Race, Racism and Racialism in Three Portuguese-Speaking Societies’, in Luso-Tropicalism and its Discontents, edited by Warwick Anderson, Ricardo Roque and Ricardo Ventura Santos (2019)].

Portuguese military in the colonial war with Angola

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Pariah state or defender of the West?

A spate of new decolonisations, speedily attained after 1960, leveraged even more pressure on Lisbon to decolonise – or at least to seriously begin a dialogue about a path to decolonisation, Salazar dugs his heels and refused to do either. Portugal was condemned in the UN as a practitioner of “colonisation in denial and in disguise” and was even more trechantly criticised after the coloniser engaged colonial rebels in Angola, Mozambique and Portuguese Guinea in wars of liberation. Lisbon responded by making a Cold War pitch to try to shore up Western solidarity on the issue…Salazar claimed to be defending Western civilisation in Africa against the menace of communism. This earned them few brownie points in Washington where the Kennedy Administration was among those pressing Lisbon to decolonise, while at the same time not going too hard, remembering its own vested interests (US was using the Azores Islands as an military base courtesy of Portugal). To its UN detractors and to the international community, Portugal throwing itself in full-scale colonial wars to prevent decolonisation was not a good look, resulting in further condemnation (Reis). Portugal’s international position was further undermined when, first, India overran the Portuguese colony of Goa by force in 1961 and annexed it, and later in the decade, another blow to Portuguese prestige, it lost control of its tiny enclave Macau to Communist China. Portugal, against the tide of history, continued to cling doggedly to its small portfolio of overseas possessions long after it could be said to amount to anything worthy of the name empire.

The Carnation Revolution overthrows Portugal’s “New State” (Image. lisbonlisboaportugal.com)

Postscript: Old habits
Significantly, the Lusotropicalism mindset didn’t end with the overthrow of the Estado Novo dictatorship in 1974, despite the new democratic government moving quickly to grant independence to the Portuguese colonies…conservative apologists in Portugal’s democratic era continue to celebrate and romanticise “mixedness” as “something inherently progressive” [‘Luso-tropicalism’, Global Social Theory, www.globalsocialtheory.org]. It seems the Portuguese politics has still not freed itself from the national myth-making that its long-dead leader Salazar had institutionalised in the 1950s…in 2017 the Portuguese head of state at an international meeting in Senegal was happily extolling “the virtues of Luso-exceptionality” (Bastos).

Endnote: Social integration myth The Lusotropical notion which claimed that Portuguese colonists integrated with the colonised subjects in a superior way was contradicted by the Portuguese town planning model for Africa, the colonatos. This scheme envisaged whites-only settlements which were intended to be “miniature Portugals”. When put into practice in Angola and Mozambique the colonatos were organisational disasters, poorly planned, little infrastructure and technical assistance, poor transport lines, etc. [Cláudia Castello, ‘Creating Portugal in Colonial Africa’, Africa is a Country, 25-May-2020, www.africasacountry.com].

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⦑ą⦒ labelled a “quasi-theory” by some scholars (Cláudia Castello, ‘“Luso-Tropicalism” and Portuguese Late Colonialism’, Buala, 28-May-2015, www.buala.org)

⦑ც⦒ Luso = pertaining to Portugal + tropicalism

⦑ƈ⦒ with transference to Brazilian society through its coalescence and integration of Europeans, enslaved Africans and native Amerindians

⦑ɖ⦒ with regards to colonial Brazil Freyre in his best known work The Masters and the Slaves misrepresents slavery as “a mild form of servitude” and he has been further criticised for exonerating the absolving the colonisers of any racist practices in modern Brazil and glossing over the iniquities of the slave trade [Wohl, Emma (2013). ‘“Casa Grande e Senzala” and the Formation of a New Brazilian Identity’,

The 1961 Annexation of Goa: Taking a Decolonising Broom to the Remnants of Estado Portugués da Índia

International Relations, Military history, Political geography, Regional History

Having cut itself adrift of British colonial imperialism after WWII, the newly independent Union of India still had a few pieces of the Sub-continent’s geographical jigsaw it wanted to replace. Portugal, a waning colonising power had retained some small fragments of it’s once great empire within the territory of India. Principal among these was Goa on the western coastline of India, held by Portugal since 1510. Together with the tinier exclaves of Daman, Diu, Dadra and Nagar Haveli, they comprised what parent Portugal called the Estado da Índia.

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In the early Fifties India tried to negotiate with Portugal to get it to hand over Goa and the other exclaves, but Portugal and its dictatorial leader António de Salazar point-blank refused to relinquish the territories. Lisbon’s position was that Goa, Daman, etc were not Portuguese colonies but provinces and an integral part of metropolitan Portugal, and that furthermore the Republic of India did not exist at the time Portugal acquired them. Indian prime minister, Pandit Nehru, having failed to arrive at a diplomatic solution, soon adopted a more direct approach to bring about decolonisation. In 1954 3,000 unarmed Indian activists captured landlocked Dadra and Nagar Haveli unopposed and it was governed as a de facto state until incorporated into the Indian Union in 1961◘ [‘Dadra and Nagar Haveli: When an IAS officer became the instrument of accession’, (RR Dasgupta), Economic Times, 10-Aug-2019, www.economictimes.com].

Primeiro Ministro Salazar

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Issue heats up: India ratchets up pressure on Portuguese Goa
The shooting of Indian activists in 1955 by Portuguese police for trying to enter Goa only hardened public opinion against the Portuguese colony, spurring on a Goan resistance movement which had been active for decades. Resistance took the form of Gandhi-esque non-violence as well as armed conflict targeting colonial officials (funded and aided by the Indian government). Groups like the “Free Goa Party” were fighting an intermittent guerrilla war against Portuguese control of  Goa [‘1961 Indian annexation of Goa’, Military Wiki, http://military.wikia.org].

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Lisbon dug it’s heels in, rejecting a call for a referendum to decide the colony’s future. The government worked the diplomatic channels to try to drum up international support for its cause, with scant success. Britain, reminded of its 1899 alliance with Portugal by Salazar, choose to stay out of the dispute [‘Goa Falls to Indian Troops’, (Richard Cavendish), History Today, 61(12), Dec 2011, www.historytoday.com].

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Nationalist fervour spills over into full-blown invasion
By late 1961 the Goa situation was at flashpoint, especially after an Indian passenger vessel was fired on by Portuguese shore artillery (killing one passenger and injuring the boat’s chief engineer). In December an out-of-patience Nehru, ignoring calls from the US and the UK not to use force to achieve India’s neo-colonialist aims, launched “Operation Vijay” (Victory). A two-pronged assault, one detachment of forces invaded the enclave Daman and the second, Goa itself. With overwhelming military superiority on land, sea and air, the Indians overran the Portuguese forces within two days…the Portuguese commanders once they assessed the hopelessness of their situation surrendered quickly, disobeying Salazar’s order to fight to the last (a prudent decision which kept the casualty toll on both sides of the conflict low (52))✪ (Military Wiki).

Portuguese POWs in Goa, 1961

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(Photo: AP)

Aftermath of “Goa’s Liberation”: Legal perspective
A motion in the UN Security Council to censure India’s unilateral aggression and demand it withdraw it’s troops from Goa was vetoed by the USSR. Delhi attempted to deflect international criticism by justifying the invasion as “self-defence” (Nehru later conceded this line of argument had been a sham) and held to the view that the UN’s commitment to the goal of decolonisation gave it the right to ‘liberate’ what was India’s “sovereign territory” [‘What not to do in Hong Kong: Lessons from Goa, 1961’, (Bruce Gilley), The Article, 02-Sep-2019, www.thearticle.com]. Some legal observers have described the 1961 takeover as a case of legitimacy overriding legality (the yardstick of which Delhi’s act of force didn’t meet) [‘The annexation of Goa’, Australian Magna Carta Institute, www.ruleoflaw.org.au]

Indian stamp commemorating the 50th anniversary of the  Goa annexation 🔻

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Lisbon’s reaction: Propaganda, “fifth column” mobilisation and terror
Portugal made no attempt to retaliate militarily  but immediately severed all diplomatic ties with India, refusing to recognise the de facto takeover of Goa by Delhi, and offered the territory’s 650,000 residents Portuguese citizenship. Salazar took the loss of Goa and the other possession very hard, feeling let down by the UK and betrayed by a UN “controlled by communist countries and an African-Asian bloc”. The Portuguese did not let it rest there though, Lisbon devised a scheme to undermine India’s position in Goa. The Plano Gralha was launched at a time when India‘s attention was focused on the worsening confrontation with China (which would erupt into open border war in October 1962). Utilising the Portuguese national radio station, Emissona Nacional, the regime’ propaganda channels reached out to disaffected Goans—many of whom were Catholic and wary of integration into a Hindu-dominated nation—in the hope of fomenting active resistance to Indian rule. The plan also called for a series of terrorist attacks on Indian ports – planting bombs on ships anchored in Bombay and Mormugao (Goa), other targets were identified. In 1964 bombs were planted at two locations in Goa by Portuguese PIDE agents to create havoc and spread terror in the province [‘Records show colonizers were not done with Goa”, Times Of India, 19-Dec-2011,  www.timesofindia.com].

Salazar’s Portugal eventually gave up it’s campaign of subversion but relations between India and Portugal remained estranged until after the Carnation Revolution in 1974 which saw Portugal’s authoritarian Estado Novo regime overthrown and the country set on the path to democracy and full decolonisation. With the new government in Lisbon, finally came recognition of India’s sovereignty over Goa and the exclaves and the restoration of diplomatic relations between the two former enemies.

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(Source: Flickr)

Footnote: India did not emerge from it’s 1961 act of annexation with its reputation unscathed. The US, the UK, the Netherlands and Pakistan were particularly vehement in their criticisms …charges  of “naked militarism”, “reckless adventurism” and hypocrisy (for having  previously preached the non-use of force to pursue national agendas) abounded. The anachronistic behaviour of Portugal didn’t escape international criticism either, pilloried for hanging on to its colonies way too long [‘Annexation of Portuguese India’, http://infogalactic.com/]. 

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originally there were many more enclaves making up the Portuguese State of India, but by the time of India’s independence these were the ones still in Lisbon’s possession
◘ Portugal disputed the takeover in the International Court of Justice, which in its 1960 (mixed message) judgement ruled that Portugal did have sovereign rights over the territories but that India also had the right to deny Portugal passage to Dadra and Nagar Haveli across Indian territory
they also refused to carry out Salazar’s “Scorched Earth” orders to destroy everything of worth in Goa rather than let it fall into Indian hands (upon repatriation to Portugal the senior officers from Goa were punished for their failure to comply with the PM’s directives)